Risk and Compliance ManagerRisk and Compliance ManagerRisk and Compliance ManagerRisk and Compliance Manager
  • homeHome
  • Services
    • digital consultingDigital Consulting
      • Analytics & Business Intelligence
      • Application Development
      • Artificial Intelligence & Machine Learning
      • Business & Systems Analysis
      • Data Engineering
      • Enterprise Architecture
      • Project Management
    • moyo managed servicesManaged Services
      • BI Support
      • Cloud Platform Support
    • moyo engineeringMoyo Engineering
      • Digital Transformation
      • Due Diligence & Technical Audits
      • Energy Recovery Solutions
      • Mining & Mineral Processing Engineering
      • Nuclear Energy Solutions
      • Owner’s Engineering
      • Water Recovery Solutions
    • talent solutionsTalent Solutions
      • C-Suite Offering
      • Moyo Data Academy
      • Recruitment Services
    • technology solutionsTechnology Solutions
      • Microsoft
      • Tableau
      • Trimble
      • PowaREP
      • Foresight Security
      • Simply BFI
      • Twiddle
  • Newsroom
  • Careers
    • Careers At Moyo
    • Graduate Programme
  • Partners
  • About
  • Contact
✕
Complaints and Query Resolutions Manager
22 Jul 2022
Engineering Manager
22 Jul 2022

Risk and Compliance Manager

Job Category: Risk Risk And Compliance Risk Management
Job Type: Full Time
Job Location: Gauteng

Overview:

To manage company wide-risks and track compliance status considering the changes in the regulatory landscape for retirement funds and benefits administrators introduced by the Financial Sector Conduct Regulatory Act (FSCA); and to embed and promote a compliance culture within the business units to enhance corporate governance and to ensure that standard operating procedures in all business units are robust and meets SLA obligations with clients.

 

Key Performance Areas:

  • Identifying, analysing and mitigating company-wide risks applicable to the retirement funds and benefit administrators
  • Developing the regulatory universe and the risk-based compliance plans for the business units for approval by the executive management
  • Provide compliance and regulatory training and/or guidance and general assistance to all business units
  • Ensure all business units and employees remain informed of regulatory, legislative and best practice changes and their obligations under the FSRA
  • Establishing and coordinating the internal risk committee with risk and compliance champions from all business units
  • Provide guidance and support to risk and compliance champions in proactively identifying risks within the business units and mitigating them timeously
  • Resolving issues of non-compliance efficiently and effectively-identified in the business units
  • Business Continuity Management including the review, update and tracking of Business Continuity Plan for the organisation
  • Developing and reviewing Risk and Compliance Manuals
  • Developing compliance monitoring plans and tools to track both organisation and respective departments’ compliance
  • Managing and monitoring Ethical Compliance of the company including whistle-blowing mechanism and staff ethics training
  • BBB EE Compliance
  • Monitoring the adherence to SLA agreements by consolidating information from different departments that feed into the reporting on performance information to the board and executive management
  • Reporting on legislation, compliance, risks, plan progress and all instances of non-compliance and corrective action to the board and executive management
  • Management of representatives for the business and the register with FSCA
  • Managing Moonstone – our compliance provider

 

Record Keeping and Filing

  • Ensure all documentation relating to umbrella funds is saved in the member profile on the system
  • Ensure appropriate notes are recorded in the member profile on the system
  • Full fund administration system filing

 

Reporting

  • Prepare, analyse and present ad hoc reports as and when requested

 

Query Resolution

  • Attend to queries or inquiries by members within the required timelines
  • Aid Employers or service providers where necessary

 

Innovative & Team Player

  • Be able to work independently with minimal supervision
  • Abide by audit findings as directed by the Head of Administration or Head Legal, Risk and Compliance
  • Build and maintain supportive relationships both internally and externally

 

Relationship Management

  • Build and maintain positive relationships with all clients and service providers
  • Build and maintain supportive relationships with teams internally
  • Ensure that all communication sent internally and externally is dealt with professionally

 

Time Management

  • Devote all your time, attention and abilities during working hours to discharge your duties.
  • Meet production standards in terms of quantity and quality.
  • Manage work outflow timeously

 

Qualifications:

  • A Bachelor’s Degree in Risk Management, Compliance, Auditing or equivalent
  • At least 3 years relevant experience
  • Knowledge and experience of the financial services sector legislation will be an added advantage
  • Proven track record of delivering enhancement to process efficiency
  • Good knowledge and understanding of regulatory requirements applicable to the retirement funds and benefit administrators
  • Possess risk assessment capabilities
  • Display good knowledge and understanding of business operations and IT systems

 

Organizational Values:

  • Ensure adherence to all organizational objectives
  • Devote the whole of your time, attention and abilities during working hours to discharge your duties with strict accuracy
  • Use your best endeavours to conduct correctly, improve, extend, develop, promote, protect and preserve the business interest, reputation and goodwill of the company
  • Any other duties as determined by the business needs and participate in all organisational events as required.

Apply for this position

Allowed Type(s): .pdf, .doc, .docx
Share
moyo footer logo
A digital business consultancy, driven by exceptional people. We distil the complexities involved in digital transformation into optimal, actionable and sustainable solutions that deliver significant results.

Useful Links

Contact Us

Privacy Policy

Email Disclaimer

Terms & Conditions

Contact Us

Head Office
242 on Jean Office Park, Building D, 242 Jean Avenue, Die Hoewes, Centurion, 0157

+27 (0) 12 664 1392

hello@moyoafrica.com

Western Cape Regional Office
103 Crossfire Place, 15 Gardner Williams Avenue, Paardevlei, Somerset West, Cape Town, 7130

+27 (0) 21 300 5851

hello@moyoafrica.com

© 2022 All Rights Reserved
We use cookies on our website to give you the most relevant experience by remembering your preferences and repeat visits. By clicking “Accept All”, you consent to the use of ALL the cookies. However, you may visit "Cookie Settings" to provide a controlled consent.
Cookie SettingsAccept All
Manage consent

Privacy Overview

This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.
Necessary
Always Enabled
Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.
CookieDurationDescription
cookielawinfo-checkbox-analytics11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checkbox-functional11 monthsThe cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checkbox-necessary11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-others11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-performance11 monthsThis cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy11 monthsThe cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.
Functional
Functional cookies help to perform certain functionalities like sharing the content of the website on social media platforms, collect feedbacks, and other third-party features.
Performance
Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.
Analytics
Analytical cookies are used to understand how visitors interact with the website. These cookies help provide information on metrics the number of visitors, bounce rate, traffic source, etc.
Advertisement
Advertisement cookies are used to provide visitors with relevant ads and marketing campaigns. These cookies track visitors across websites and collect information to provide customized ads.
Others
Other uncategorized cookies are those that are being analyzed and have not been classified into a category as yet.
SAVE & ACCEPT